YOON&YANG
Yoon & Yang’s Finance Practice provides sophisticated advisory services related to financial consumer protection regulations that have recently become more stringent through its attorneys, senior advisors, and expert advisors who have insight and a good understanding of financial regulations with professional knowledge obtained in various financial regulatory advisory areas and experience working for financial supervisory authorities.
It offers premier legal services in financial consumer protection regulations that are becoming more stringent based on the know-how that it obtained by performing internal control process reviews as well as providing major financial companies with consulting services on the Act on the Protection of Financial Consumers.

Key Services

  • Advising clients on the establishment of internal regulations, compliance organizations, and processes under the Act on the Protection of Financial Consumers
  • Advising clients on business practice regulations under the Act on the Protection of Financial Consumers
  • Responding to examinations & sanctions by financial supervisory authorities
  • Advising clients on products and services designed and sold by financial companies
  • Advising clients on investor compensation related to the mis-selling of financial instruments and other disputes
  • Financial transaction-related litigation


 

Representative Cases

  • Offered consulting services on the internal regulations of a financial holding company and its subsidiaries in connection with the enforcement of the Act on the Protection of Financial Consumers
  • Offered consulting services on the internal regulations of a bank in connection with the enforcement of the Act on the Protection of Financial Consumers
  • Advised a commercial bank and a credit card company on its financial investment instrument sales process and review of documents provided by customers
  • Responded to the examination of and sanction on financial product distributors related to the so-called hedge fund scandal
  • Advised on the mediation of disputes between financial product distributors and financial consumers related to the hedge fund scandal
  • Conducted litigation regarding the civil liability of an asset manager in connection with the design and management of a hedge fund